Settlement & Certification

Sunset in New York.

BondCom supervises settlement of transactions involving the delivery of cash or new securities, or the cancellation of old securities. We also draft and execute certificates to confirm the results of each tranactdion.  Our services include:

  • Ensuring timely receipt of cash and securities by all transaction participants by supervising the work of all transaction participants.

  • Overseeing the ‘unwrapping’ of derivative instruments.

  • Tabulating all investor activity and certifying both the results and the steps taken to get there, in formats sufficient to satisfy requirements of trust indentures, fiscal agency agreements or other governing documents.